DFS’s cyber proposal could hold directors and officers personally liable for noncompliance.
The CFTC’s final rule relaxes earlier proposed testing requirements, but challenges remain.
This quarterly publication is designed to keep directors informed about the latest accounting and financial reporting issues.
Changes proposed by the FASB may simplify application of the hedge accounting model and may allow for additional hedge strategies.
InsurTech’s rise is not a threat, but a real opportunity for insurers to innovate.
Finance and real estate executives share their views on the impact of the new lease accounting standards.
In “Top 25 Hotel Markets: Room for More Growth Remains”, Abhishek Jain discusses factors that have contributed to the robust performance in many markets, underperformance in others, and whether the recovery in the sector may have more room for growth given the current economic climate.
Three lessons from FINRA’s largest ever AML enforcement action.
It's time for banks to embrace the cloud as a business priority, not just an IT solution.
Last week, FINRA adopted a regulation requiring that US-registered broker dealers collect margin on To-Be-Announced transactions (FINRA Rule 4210). This Regulatory brief provides an analysis of the regulation and our view of what firms should be doing now.