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Powered by GenAI, driven by risk professionals
Sarbanes-Oxley (SOX) Compliance
At PwC, we’re bringing our clients into a new era of SOX.
Given today’s complex regulatory environment and constantly evolving requirements, now is the ideal time to leverage innovative technology solutions to focus on the most critical areas.
In an era of rapid business transformation and growing regulatory scrutiny, organizations require more from their SOX programs. PwC offers a reimagined approach that goes beyond compliance, enabling companies to achieve operational excellence, manage risk proactively, and unlock untapped value.
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SOX Compliance: Dynamic Testing with generative AI
Experience a SOX Program that's built around you
In our experience, the companies we work with typically seek, but rarely achieve, some or all of the following from their SOX program:
- A strategic advisor, not just a compliance tester
- Insightful, near real-time risk assessments tailored to their unique environment
- Solutions that evolve with changing regulatory demands
- Scalable technology that supports speed, accuracy, and quality
- Expertise that blends industry-leading innovation with human insight
At PwC, we’re redefining the SOX experience by combining deep expertise, advanced technology, and an unwavering commitment to quality. We assist clients in developing a SOX function that is not only compliant but also effective, resilient, and ready for the future.
Shaping the future of SOX compliance
PwC’s vision for SOX goes beyond today’s challenges. We’re building a future where:
- SOX compliance is seamlessly integrated into your broader governance and risk strategies
- Artificial intelligence (AI) tools unlock strategic insights that support better business decisions
- Teams are empowered to focus on high-impact initiatives, driving measurable outcome
Real world examples of our approach, in action
See how we’re bringing cutting-edge technology to all aspects of the SOX lifecycle.
- Risk assessment and scoping
- Documentation and design
- Testing operating effectiveness
- Reporting and gap analysis
Risk assessment and scoping
SOX Scoping Central 2.0 is PwC’s data-driven technology that transforms the SOX scoping and risk assessment process. From materiality calculation through financial statement line item (FSLI) deconstruction and qualitative analysis, SOX Scoping Central delivers an intuitive, analytics-enabled experience that automates manual steps and visualizes financial and risk data, empowering our clients and teams to make faster, smarter, and more consistent decisions with confidence and precision. Video coming soon.
Documentation and design
PwC’s Narrative & Process Flow Generator GPT transforms walkthrough discussions into structured process visuals, automatically generating a first-draft flow diagram that highlights key control points and identified risks, by assigned owner. By converting meeting outputs into clear, data-linked process maps, it accelerates documentation, enhances consistency, and gives teams a head start on risk and control design.
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Narrative Process Flow Generator
Testing operating effectiveness
PwC’s Dynamic Testing uses GenAI to transform control testing into a smarter, more adaptive process. Teams can define custom controls, extract key variables from supporting documents, and intelligently evaluate results in real time. With side-by-side validation, automated evidence linking, and built-in annotations, testing becomes faster, more consistent, and driven by precision and insight.
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Dynamic testing
Reporting and gap analysis
PwC’s Summary of Aggregated Deficiencies (SAD) Reporting GPT streamlines the consolidation of control testing results, automatically generating a first-draft SAD that highlights control deficiencies, patterns, and root causes. By transforming dispersed testing data into a cohesive, insight-rich report, it accelerates issue evaluation, supports consistent management review, and strengthens the overall SOX deficiency assessment process. Video coming soon.
Unwavering quality
Quality is non-negotiable. Our SOX methodology and AI-driven processes enable you to meet today’s rigorous standards with confidence.
Proactive risk management
Beyond compliance, we help you anticipate regulatory changes, from cybersecurity to sustainability, and align your controls accordingly.
Seamless integration of technology
GenAI is securely embedded within PwC’s delivery model, providing privacy and regulatory compliance while enhancing productivity.
Empowering our client engagements with GenAI
PwC US has begun investing $1 billion over three years, starting in 2023, to expand and scale our AI capabilities and help clients reimagine their businesses through the power of generative AI. These investments in generative AI (GenAI) can help to transform an otherwise stagnant SOX process into a strategic advantage. Here's how:
- Accelerating insights
- Focusing on what matters
- Improving accuracy through collaboration
- Driving strategic value
Accelerating insights
Gen AI can streamline documentation creation, automate routine testing, and deliver actionable insights at unprecedented speed. Clients benefit from faster identification of risks and the ability to adapt swiftly.
Focusing on what matters
By automating labor-intensive tasks, GenAI helps free your team and ours to focus on high-value activities. This includes assessing complex risks, addressing emerging compliance requirements, and building a stronger control environment.
Improving accuracy through collaboration
PwC’s GenAI operates with a “human-in-the-loop” model, where outputs are rigorously reviewed by seasoned professionals. This synergy enhances accuracy, reduces errors, and builds confidence in your compliance program.
Driving strategic value
GenAI enables real-time visibility into the status of controls, progress, and key metrics. This transparency empowers leadership to make informed decisions, enhance processes, and create a culture of accountability.
Your trusted advisor in compliance and beyond
Whether navigating new regulatory landscapes, integrating advanced technologies, or enhancing your SOX lifecycle, PwC brings a combination of innovation, expertise, and commitment unmatched in the industry.
Let’s transform your SOX program together—making compliance a cornerstone of operational excellence and a catalyst for value creation.
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