Financial Markets practice

PwC's Financial Markets practice is a global network of teams consisting of more than 400 financial products specialists operating in more than a dozen cities across the United States and several key locations throughout the world.

The Financial Markets practice interacts and has built lasting relationships with key stakeholders in the financial services and corporate industries. This, coupled with their ongoing conversations with regulators, makes the Financial Markets practice uniquely positioned to work with clients to deliver sustainable solutions, whether that be in the regulated or non-regulated space.

Regulation, or a lack of, is the driving force of discussions throughout boardrooms across the world. The Financial Markets practice is working with their clients to understand how to manage the requirements of numerous regulations, as well as helping to implement effective plans to restructure businesses to meet these new needs on an ongoing basis. For non-regulated entities, the Financial markets practice is working with clients to help them take full advantage of the opportunities within the market.

Services offerings

The Financial Markets practice is comprised of subject matter specialists on virtually all asset classes, including:

  • Residential and commercial mortgages
  • Auto loans and leases
  • Credit cards
  • Student loans
  • Derivatives
  • Commercial loans and bonds
  • Debt and equity securities


The team specializes in providing the following services all as they relate to financial instruments, structured products and real estate.

  • Model governance and validation
  • Accounting advisory
  • End-to-end transaction support and valuation
  • Business processes and controls
  • Tax and treasury
  • Capital funding strategies


Contact us

Frank Serravalli
Financial Markets Practice Leader, PwC US
Tel: +1 (646) 471 2669

Cori Rosen
Financial Markets Marketing and Sales , PwC US
Tel: +1 (646) 471 6434

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