Financial services risk & regulation

Financial services risk and regulation - many see it as a challenge, we see it as an opportunity. An opportunity to stand out. An opportunity to grow. An opportunity to build trust.

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Feature - 4 items

MiFID II

Sweeping changes to the European securities markets are looming

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Basel IV

Significant regulatory change requires fundamental business change

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US FS Regulation Publications

Updates on the latest market developments

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Mastering the new regulatory landscape

How can you take advantage of the new regulatory reform agenda?

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Moving towards profitability

What is driving your risk agenda? Today’s interconnected businesses bring a web of intertwined risks. The forefront of the debate and practical preparations for risk management solutions is no longer mitigating risk and managing the regulatory agenda. Today’s risk leaders see risk and regulation as a strategic initiative to maintain momentum in the time of COVID-19 and move their firms towards profitability.

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Financial services regulation

How can you manage and implement change that is driven by new regulations and strategic risk management objectives? Our dedicated practice of former regulators and industry executives along with experienced consultants help our clients navigate many of today's largest, most challenging issues impacting the financial services industry today.

Explore our insights

Understanding risk and regulatory developments our FS Regulatory Insights

Financial services firms are working under more complex regulation and facing greater external threats that are ever more difficult to adapt to. It’s easy to be afraid of putting a foot wrong. But let’s not forget that without risk, there would be no financial services sector. PwC's dedicated team of experts scan the risk and regulatory horizon and actively engage in dialogue with clients, regulators and industry bodies to bring you insights about the changing landscape and its impact on your business.

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BCBS 239 - Raising the standard

Since it was issued in January, 2013, BCBS 239 has had profound effects in the banking industry. The BCBS has called out banks and supervisors alike.

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Waiting until the eleventh hour

Results of survey to better understand how well banks are advancing towards PSD2 compliance and the strategic direction they are choosing.

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Risk mandate and organisation - A radical change agenda

There is a clear recognition across banks of the need for Risk functions to evolve with changing Risk and business environment. We have observed.

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Insurance Banana Skins 2017

Insurance Banana Skins is piece of research conducted by PwC in association with the Centre for the Study of Financial Innovation (CSFI), an independent think tank. It's a survey of insurers and seeks out their views on current risk and future trends.

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US Regulatory Agenda - Key Dates: March 3, 2017

Key dates for 2017 in the US regulatory agenda.

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Fourth time around?

European banks confront "Basel IV"

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Balancing act: A framework for capital management

Top performing regional banks have demonstrated similar capital allocation strategies.

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Senior Managers Regime Webcast

The ‘reasonable steps’ needed to do the right thing and safeguard your career and reputation

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PwC Market Abuse Surveillance Survey 2016

PwC surveyed 20 banks on their approach to surveillance and the challenges of effectively detecting market abuse and rogue trading. Here we look at the results of this survey and the key themes for financial services.

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Financial Services Risk & Regulation Propositions

Our consistent global strategy in risk and regulations helps our clients navigate the ever changing financial services landscape. Our approach is topical and remediation-focused, through transformation, operational rationalisations and strategy. Our tools, technology, qualifications, citations and people allow us to assemble teams where communication, prioritisation and engagement are the priority.

What does this mean for you?

USA UK Singapore Brazil Netherlands Risk Netherlands Regulation Canada China/Hong Kong Germany Switzerland

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Understanding regulatory developments

Related content

PSD2 in Europe: Risk & regulation: Financial services: Industries: PwC

PSD2 in Europe

With this in mind, PwC has set up a European PSD2 initiative to bring together a multi-disciplinary team of leading experts that can help you assess PSD2...

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Businessman looking out of window

Our GDPR summary for Financial Services

The general data protection regulation (GDPR) is creating challenges that requires action from everyone in Financial Services.

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Financial services legislation: Remaining relevant in the digital age

Financial services legislation: Remaining relevant in the digital age

How can UK legislation and regulation be updated for the financial services sector to innovate and go digital?

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Contact us

George Stylianides

Global Risk Consulting Leader, PwC United Kingdom

Tel: +44 (20) 7804 3364

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Bill Lewis

Global Financial Services Regulatory Leader

Tel: +1 (703) 918 1433

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Peter Gassmann

Managing Director PwC Strategy&, Germany, PwC Germany

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