Publications

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Regulatory brief: OSFI Guideline E-21
The Office of the Superintendent of Financial Institutions (OSFI) released a final version of its Guideline E-21 (E-21) on operational risk management (ORM). This paper provides an overview of the guideline and a description of what institutions should focus on going forward.

ETFs: A roadmap to growth
We are pleased to share the perspectives we have gained in our 2nd Annual Global Exchange Traded Funds (ETFs) survey entitled “ETFs: A roadmap to growth”.

Sink or Swim: Why wealth management can't afford to miss the digital wave
PwC has surveyed over 1000 high net worth individuals and interviews with 100 client-facing relationship managers who work in wealth management firms to explore the digital opportunities that the industry is powerfully positioned to exploit.

Regulatory developments for the asset and wealth management industry
This publication includes a summary of key regulatory topics impacting the wealth management industry, along with links to relevant publications or articles of interest.

Redefining business success in a changing world
This report is a summary of our survey findings in the asset management sector, based on the answers from 189 asset management CEOs in 39 countries. The full results of the 19th Annual Global Survey, are available here.

Key dates for the investment fund industry in Canada 2015 Update
This publication features key financial reporting and tax dates for the investment management industry.

Asset Management 2020 and beyond: Transforming your business for a new global tax world
This global report is the latest in PwC's “2020 and beyond” series, which sets out a vision of what the tax landscape may look like in 2020 and examines what it means for asset managers and their clients.

Alternative asset management 2020 - Fast forward to center stage
Our latest global thought leadership publication: Alternative asset management 2020 examines changes in the alternative asset management industry landscape.

ETF 2020 – Preparing for a new horizon
ETFs are no longer a niche product, and their impact will continue to be felt much more widely than imagined.This publication can assist your organization in weighing the mertis/demertis of an ETF strategy.

Redefining competition in a world without boundaries: 18th Annual Global CEO Survey — Key findings in the asset management industry
This report is a summary of our survey findings in the asset management sector, based on the answers from 155 asset management CEOs in 46 countries.

NI 81-106 disclosure checklist - Canadian investment funds 2014
This publication is intended to provide supplemental general guidance for those preparing financial statements of investment funds subject to National Instrument 81-106 – Investment Fund Continuous Disclosure (NI 81-106).

Truth in transparency: Findings from PwC's mutual fund investor survey
The purpose of our survey is to address this gap and the need to understand the perspective from the investor — who is the ultimate client.

CRM2: Ready or not… Industry perspectives on Client Relationship Model – Phase 2
Are Canada’s financial services firms ready for Phase 2 of the Client Relationship Model (CRM2)? We surveyed a number of banks, insurers and asset management firms to find out.

Asset Management 2020 - A Brave New World
To help asset managers plan for the future, we have considered the likely changes in the asset management industry landscape over the coming years and identified key game.