Diagnostic review: current corporate governance structure; Governance/Reporting policies and procedures; supervisory board composition and responsibilities; minority shareholder’s rights and privileges; compliance with anti-monopoly rules in case when top officials hold positions in multiple companies;
Developing a target structure: advising on enhanced corporate governance practices in Ukraine and other jurisdictions; structuring shareholder relationships; introducing non-executive directors to the supervisory board; ensuring balance of responsibilities between the supervisory board and the director/board of directors; developing internal policies (signing/counter signing procedures, reporting policies, risk management, KPIs, etc.);
Implementing a target structure: drafting/amending a company’s statutory documents and internal policies; ensuring proper formalisation of such documents; drafting shareholder agreements and other related documents (options and management agreements, employment contracts with the management, etc.); ensuring proper registration of the respective documents (charter, etc.) with the authorities of the relevant jurisdiction.
Anti-money laundering compliance: independent AML audits/internal AML audits, AML programme evaluations and gap analysis; review of the effectiveness of AML programmes and/or assistance with AML risk assessments; design and implementation of customer due diligence processes (“Know Your Client” programmes [KYC] and risk models); design and delivery of training programmes for employees and management.
Anti-corruption compliance: independent compliance risk assessments and gap analysis; provision of practical recommendations for improving policies and procedures, as well as addressing compliance risks; design and assistance in the implementation of anti-corruption compliance programmes; design and delivery of training programmes for employees and management.
Compliance with specific regulations and policies: analysis of the key elements in a company’s compliance programme with respect to relevant laws and global best practices; ascertainment of whether compliance-related activities are being implemented as intended.