Financial Services Risk and Regulation

Insurance regulatory and compliance services

PwC has extensive experience working with leading takaful operators, and life and general insurers. This gives us the ability to assist you with the assessment, design, and enhancement of your compliance program and other regulatory compliance needs.

Our services include:

Regulatory compliance

With the regulatory environment continuously changing as regulations are amended and adopted, we have a framework to deal with regulatory changes as they arise and affect our clients. Some examples of these service offerings are below:

  • Program design and development
  • Policy and procedure design and development
  • Compliance control effectiveness assessments
  • Regulatory required independent assessments

Examples of key regulatory compliance topics:

  • Supervisory control monitoring and testing
  • Anti-money laundering

Compliance, governance and organisation

  • Compliance organisational effectiveness
  • Compliance risk assessments
  • Compliance measurement and reporting
  • Culture and ethics

Financial reporting compliance

  • Model audit rule
  • IT internal controls
  • Other internal controls work

Operational & technology compliance

  • IT security
  • Business process integration

Risk management

  • Enterprise Risk Management (ERM)
  • Financial modeling
  • Operational risk
  • Integrated Governance, Risk, and Compliance (iGRC)

Are you ready for the challenges IFRS 17 will bring?

Find out more

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Contact us

Angie Wong

Angie Wong

Financial Services and Insurance Leader, PwC Malaysia

Chi Min Liew

Chi Min Liew

Partner, Assurance, Financial Services, PwC Malaysia

Suet Lye Chan

Suet Lye Chan

Partner, Assurance, Financial Services, PwC Malaysia

Chia Lin Tee

Chia Lin Tee

Director, Assurance, Financial Services, PwC Malaysia

Stella Fong

Stella Fong

Director, Assurance, Financial Services, PwC Malaysia

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