Compliance Services
I. Assistance in establishing the compliance framework
- Design a compliance framework, including
- Compliance policy
- Compliance charter
- Compliance structure
- Compliance unit’s objectives
- Compliance job descriptions for
- management and staff
- compliance function
- Compliance processes and reporting
- Oversight mechanism
- Develop the compliance manual
- Conduct training to build awareness among management and staff
II. Assistance in rolling out the framework to business units
III. Assistance in compliance framework monitoring
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