Regulatory Reporting

Your challenges

• Although the harmonisation of processes has improved, many requirements relating to the maintenance of your fund authorisation still remain defined at national level.
• You need to ensure that your funds comply at all times with all local requirements, e.g. new laws resulting in modification of local Addenda.
• It is important to have a fully coordinated approach when dealing with several countries simultaneously.

How we can help

Our team of distribution experts, assisted by our worldwide network of regulatory specialists, will ensure that:

• Your funds satisfy all ongoing regulatory reporting obligations, including prospectus updates, new product launches, shareholder notices, etc., to remain fully compliant in all countries of distribution.
• You will be guided through the necessary actions to take in case of legal or regulatory changes in the countries of distribution of your funds.

To provide you with these services we use different tools:

• Market intelligence tool for monitoring legal/regulatory changes.
• Risk Management tool tailored to specific requirements to follow-up reporting activities.
• We employ optimised processes with regulators and any other parties involved in the registration workflow.