Regulatory Risk Management

As a fully integrated risk practice, we have the size and capability to address all risk issues and deliver end-to-end solutions

Regulatory Risk is generally defined as the risk of having the 'licence to operate' withdrawn by a regulator, or having conditions applied (retrospectively or prospectively) that adversely impact the economic value of an enterprise.

Regulatory Risk Management: Value

  • Ensure that our clients adopt sound corporate governance structure and practices that align with industry good practice and enable it to achieve their strategy
  • Greater clarity and confidence around the regulatory risk framework and the organisation's ability to manage regulatory change.
  • Understanding of both regulator expectations and business processes and challenges.
  • Identification of process improvement opportunities to ensure the effective and consistent management of compliance and regulatory obligations.

Regulatory Risk Management: Core Services

Enhanced Risk Strategies – Frameworks

Create the right risk strategies to achieve the enterprises strategic aims and implements the optimum frameworks to ensure risk is appropriately managed.

Work Undertaken

  • Development of Operational Risk Strategies
  • Assessment, design and implementation of Regulatory Risk Strategies
  • Assessment, design and implementation of Regulatory Risk Frameworks
  • Assessment, design and implementation of Regulatory Risk Appetites Statements
  • Assessment, design and implementation of monitoring and reporting processes.

Enhanced Risk Performance

Putting words into action – delivering risk performance within agreed tolerances at the sharp end – day after day.

Work Undertaken

  • Compliance and performance assessments performed on behalf of a regulator
  • Regulatory risk management effectiveness reviews carried out for the client
  • Variance analysis, design & implementation of remedial actions
  • Mergers and Acquisitions assistance
  • Regulatory college relationship management.

Enhanced Risk Management Functions – Capabilities

Create the optimum organisational solutions and equips the enterprise with the right skills and capabilities to manage risk to achieve strategic aims.

Work Undertaken

  • Assessment, design and implementation of Regulatory Risk Functions
  • Interim management solutions: Risk (and Compliance) Officers and other professionals
  • Regulatory Risk training.

Our Centres of Excellence

Our centres of excellence

Our Core Services

Our core services

Risk Framework

Risk framework

Contact us

Apisit Thiengtrongpinyo

Partner, PwC Laos

Tel: +856 (21) 222 718-9, ext. 1001

Sunya Rattanavibull

Director, PwC Laos

Tel: +856 (21) 222 718-9, ext. 2029

Follow us