PwC's Financial services regulatory practice: How we can help mutual funds - February 2013

October 2013


This brochure outlines the regulatory and compliance challenges for mutual funds, and how we can help mutual fund management, chief compliance officers and boards. The challenges include:

  • New reporting requirements
  • Accelerated rulemaking by regulators
  • Potential for systemic risk oversight
  • Risk of reputational damage and asset flight
  • New SEC whistleblower provisions
  • Cooperation among global and domestic regulators
  • Higher stakeholder expectations of compliance programs and controls

Contact us

Anthony Conte
Tel: +1 (646) 471 2898

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