Current developments for mutual fund audit committees - June 30, 2013

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08/16/2013 by Asset management
Current developments for mutual fund audit committees - June 30, 2013

At a glance

This edition of PwC's Current Developments for Mutual Fund Audit Committees covers insider trading and the risks to registered funds, SEC scrutiny of mutual fund distribution and marketing fees, and valuation.

The latest compilation of PwC articles and observations for the three months ending June 30, 2013, including a list of publications of interest to mutual fund directors, is now available.

This edition of Current Developments addresses the following topics:

  • Insider trading: risks to registered funds and a framework for response
  • SEC scrutiny of mutual fund distribution and marketing fees
  • Thoughts from the Boardroom: PwC Mutual Fund Directors Roundtable highlights – Valuation