AML Distributor Due Diligence

Your challenges

• Growing pressure from regulators to comply with Anti-Money Laundering (AML) and Counter Terrorist Financing (CTF) rules and regulations.
• Implementing an oversight over your distribution network as ultimately the Management remains accountable for your network.
• Keeping investor confidence and protect your reputation  from the threat of fines and reputational damage .
• Monitoring your risk to take advantage of new business opportunities.

How we can help

Our team of distribution due diligence experts can provide assistance with the set-up of your company's distributor due diligence procedures and the performance of initial and ongoing distributor due diligences by providing:

• Training to the Board of Directors, compliance teams and staff in all AML/CTF matters;
• Assessment of your distribution model and the overall AML/CTF risk;
• Advice on how to enter new markets, combining our global AML/CTF expertise with our knowledge of different markets and local regulations;
• Assistance in the performance of due diligence exercise, country risk assessment and gap analysis between different AML/CTF regulations; and
• Ongoing support and assistance in the monitoring of you network.