We can help you to stay on top of the rapidly evolving regulatory landscape by providing advice, guidance and practical assistance in understanding the impact of new regulations, and helping you to implement necessary changes. Our relationships with local, EU and international regulatory bodies allow us to provide you with a sound and early understanding of any new regulatory requirements.
Governance and regulatory compliance
Whether it involves the FSA Rulebook, egaming regulations, Anti-Money Laundering requirements, the Bribery Act, or prevention of tax evasion, we can work with you to provide an objective and independent assessment of your current state of compliance, and assist you in creating a holistic governance, risk and compliance framework.
Our team has a range of experience and expertise in providing regulatory compliance assurance. We can help to provide assurance on the strength of your control environment, the effectiveness of your regulatory compliance controls, or your compliance with an industry code of conduct.
The effectiveness of any remediation programme lies in its implementation, and any solution must be tailored to your business environment and activities. We can help with:
- Implementing risk mitigation programmes or effective governance processes
- Developing the effectiveness of the compliance function
- Implementing Anti-Money Laundering /Counter Terrorist Financing remediation plans
- Documenting regulatory compliance processes
- Carrying out post implementation reviews
We can help you to prepare for visits by the regulator in the normal course of business. Where an issue has arisen that has led to regulatory intervention, we can support you in dealing with enforcement actions and minimising the impact on your business, customers and reputation.