Financial services regulatory videos and webcasts


Leaders of PwC's Financial Services Regulatory practice discuss timely regulatory issues facing the financial services industry.

PwC's Dan Ryan discusses big bank challenges in 2015 - December 2014
PwC's Financial Services Advisory Leader Dan Ryan talks with CNBC's Mary Thompson about what challenges lie ahead for big banks in 2015.



PwC's Dan Ryan discusses the Battle Between Wall Street and Washington in 2015 - December 2014
PwC's Financial Services Advisory Leader Dan Ryan explores the battle between Wall Street and D.C. with Maria Bartiromo on Fox Business' Opening Bell.

PwC's Dan Ryan discusses the Battle Between Wall Street and Washington in 2015

PwC's Financial Services Advisory Leader Dan Ryan explores the battle between Wall Street and D.C. with Maria Bartiromo on Fox Business' Opening Bell.




The quarter close: Regulatory update interview with Troy Paredes - December 2014
PwC’s SEC services leader, John May interviews former SEC commissioner Troy Paredes on key developments at the SEC, including trends in enforcement, the use of technology, Dodd-Frank and IFRS. Tune in to get this insider’s view on what is happening in the regulatory space. This video is part of our Q4 2014 edition of The quarter close video perspectives series.

The quarter close: Regulatory update interview with Troy Paredes

PwC’s SEC services leader, John May interviews former SEC commissioner Troy Paredes on key developments at the SEC, including trends in enforcement, the use of technology, Dodd-Frank and IFRS. Tune in to get this insider’s view on what is happening in the regulatory space. This video is part of our Q4 2014 edition of The quarter close video perspectives series.




Threat smart: Building a cyber resilient financial institution - October 2014
PwC's Stephen Russell discusses how financial organizations can become cyber resilient. For more information, download our FS Viewpoint - Threat smart: Building a cyber resilient financial institution

Threat smart: Building a cyber resilient financial institution

PwC's Stephen Russell discusses how financial organizations can become cyber resilient. For more information, download our FS Viewpoint - Threat smart: Building a cyber resilient financial institution




Bloomberg video series: Enterprise risk & regulatory compliance - October 2014
Watch PwC's John Simonson discuss why financial firms are taking a more proactive approach to enterprise risk and regulatory compliance.




State of Compliance 2014: Measuring Compliance Impact - August 2014
PwC's Sally Bernstein and Andrea Falcione discuss how measuring the business impact of compliance is often more effective than measuring activity.

State of Compliance 2014: Measuring Compliance Impact

PwC's Sally Bernstein and Andrea Falcione discuss how measuring the business impact of compliance is often more effective than measuring activity.




Optimizing returns in today's regulatory environment - July 2014
PwC's Shyam Venkat suggests how financial services firms should approach compliance.

Optimizing returns in today's regulatory environment

PwC's Shyam Venkat suggests how financial services firms should approach compliance.




Strengthening operational risk management - July 2014
PwC's Dietmar Serbee describes operational risk management best practices.

Strengthening operational risk management

PwC's Dietmar Serbee describes operational risk management best practices.




Implementing enhanced prudential standards at foreign banks - July 2014
PwC's Cory Stefansson discusses the future of foreign banking regulation.

Implementing enhanced prudential standards at foreign banks

PwC's Cory Stefansson discusses the future of foreign banking regulation.




Making CCAR business as usual for banks - July 2014
PwC's Steve Pearson explains the lessons learned from CCAR 2014.

Making CCAR business as usual for banks

PwC's Steve Pearson explains the lessons learned from CCAR 2014.




OTC derivatives: Reducing systemic risk - July 2014
PwC's Rich Paulson discusses the impact of derivatives regulation for banks.

OTC derivatives: Reducing systemic risk

PwC's Rich Paulson discusses the impact of derivatives regulation for banks.




Meeting the challenges of the crisis in Ukraine - July 2014
PwC's Paul Robertson, Ben Luddington and David Whitehouse discuss the impact of sanctions in Ukraine from a financial and trade perspective.



Threats and risks in the financial services cyberspace - April 2014
PwC's Joe Nocera sits down with David Burg and Christopher Morris to discuss cybersercurity in the financial services industry.

Threats and risks in the financial services cyberspace

PwC's Joe Nocera sits down with David Burg and Christopher Morris to discuss cybersercurity in the financial services industry.




Why are banks enhancing process and risk assessments? - August 2013
PwC's Dietmar Serbee discusses how to assess compliance risk differently.

For more information, please download our FS Viewpoint - Let’s make a difference: Managing compliance and operational risk in the new environment.

Why are banks enhancing process and risk assessments?

PwC's Dietmar Serbee discusses how to assess compliance risk differently.

For more information, please download our FS Viewpoint - Let’s make a difference: Managing compliance and operational risk in the new environment.



Managing compliance and operational risk in the new environment - August 2013
PwC's Dan Jackett and team discuss compliance risk management and challenges in the financial services industry.

For more information, please download our FS Viewpoint - Let’s make a difference: Managing compliance and operational risk in the new environment.

Compliance risk management

PwC's Dan Jackett and team discuss compliance risk management and challenges in the financial services industry.

For more information, please download our FS Viewpoint - Let’s make a difference: Managing compliance and operational risk in the new environment.




Why is it important to build analytics when managing compliance risk? - August 2013
PwC’s Catherine Zhou explains how to generate meaningful insights from unstructured data.

For more information, please download our FS Viewpoint - Let’s make a difference: Managing compliance and operational risk in the new environment.

Why is it important to build analytics when managing compliance risk?

PwC’s Catherine Zhou explains how to generate meaningful insights from unstructured data.

For more information, please download our FS Viewpoint - Let’s make a difference: Managing compliance and operational risk in the new environment.



Why are banks restructuring monitoring and testing? - August 2013
PwC’s Richard Reynolds explains why banks need to think about monitoring and testing differently.

For more information, please download our FS Viewpoint - Let’s make a difference: Managing compliance and operational risk in the new environment.

Why are banks restructuring monitoring and testing?

PwC’s Richard Reynolds explains why banks need to think about monitoring and testing differently.

For more information, please download our FS Viewpoint - Let’s make a difference: Managing compliance and operational risk in the new environment.



Please note no CPE credits will be offered for webcast replays.

  • 2015 CCAR and DFAST Review - March 18, 2015
    This webcast discusses our view on the recently released CCAR and DFAST results, as well as key arising themes and strategic implications.

  • Liquidity coverage ratio: Meeting the technology challenge - February 26, 2014
    This webcast reviews the alternatives for meeting liquidity risk compliance, assessing opportunities and pitfalls as banks move to quickly upgrade capabilities ahead of looming deadlines.

  • A new paradigm for foreign banks operating in the US - February 21, 2014
    This webcast discusses the final rule establishing enhanced prudential standards for large bank holding companies and foreign banking organizations.

  • The Volcker Rule webcast: Finally final - December 18, 2013
    This webcast provides the supervisory perspective of the former regulatory examiners on our team on the key aspects of the Volcker Rule and what banks should be doing now that the Rule is finalized.

  • Dodd-Frank Act Stress Testing (DFAST) for non-US banks webcast - December 13, 2013
    This webcast focuses on a brief overview of key aspects of the Intermediate Holding Company Rule and application of the Enhanced Prudential Standard ("EPS"), what EPS means for liquidity stress testing, implementing DFAST, DFAST experiences and challenges and considerations in meeting DFAST requirements.

  • Treatment of model risk and uncertainty in capital planning webcast - November 12, 2013
    This webcast focuses on the regulatory expectations related to capturing model uncertainty in capital planning, a summary of the results of PwC's survey of industry practices and an analysis of methodology alternatives.

  • A new approach to foreign bank regulation webcast - December 17, 2012
    This webcast focuses on the Federal Reserve Notice of Proposed Rulemaking (NPR) on foreign banks and discusses strategies for navigating the NPR.

  • Navigating CFPB examinations webcast - November 14, 2012
    This webcast focuses on exploring successful strategies for navigating the CFPB examination process. A dynamic exam readiness program is essential to keep pace with emerging expectations of the CFPB and other supervisory authorities.

  • Business unusual: Trading regulated swaps webcast - October 4, 2012
    This webcast focuses on timelines, challenges and changes that the sell-side will face upon registering as a swap dealer and the buy-side will face in order to continue to trade swaps with dealers.

  • Dodd-Frank: T7 Minus 60 webcast: Countdown to regulation of swap dealers and swaps - August 1, 2012
    This webcast addresses swap dealer registration, external business compliance, swap data reporting and what to do about cross-border implications.