Financial services regulatory videos and webcasts


Leaders of PwC's Financial Services Regulatory practice discuss timely regulatory issues facing the financial services industry.

Optimizing returns in today's regulatory environment - July 2014
PwC's Shyam Venkat suggests how financial services firms should approach compliance.

Optimizing returns in today's regulatory environment

PwC's Shyam Venkat suggests how financial services firms should approach compliance.




State of Compliance 2014: Measuring Compliance Impact - August 2014
PwC's Sally Bernstein and Andrea Falcione discuss how measuring the business impact of compliance is often more effective than measuring activity.

State of Compliance 2014: Measuring Compliance Impact

PwC's Sally Bernstein and Andrea Falcione discuss how measuring the business impact of compliance is often more effective than measuring activity.




Strengthening operational risk management - July 2014
PwC's Dietmar Serbee describes operational risk management best practices.

Strengthening operational risk management

PwC's Dietmar Serbee describes operational risk management best practices.




Implementing enhanced prudential standards at foreign banks - July 2014
PwC's Cory Stefansson discusses the future of foreign banking regulation.

Implementing enhanced prudential standards at foreign banks

PwC's Cory Stefansson discusses the future of foreign banking regulation.




Making CCAR business as usual for banks - July 2014
PwC's Steve Pearson explains the lessons learned from CCAR 2014.

Making CCAR business as usual for banks

PwC's Steve Pearson explains the lessons learned from CCAR 2014.




OTC derivatives: Reducing systemic risk - July 2014
PwC's Rich Paulson discusses the impact of derivatives regulation for banks.

OTC derivatives: Reducing systemic risk

PwC's Rich Paulson discusses the impact of derivatives regulation for banks.




Meeting the challenges of the crisis in Ukraine - July 2014
PwC's Paul Robertson, Ben Luddington and David Whitehouse discuss the impact of sanctions in Ukraine from a financial and trade perspective.



Why are banks enhancing process and risk assessments? - August 2013
PwC's Dietmar Serbee discusses how to assess compliance risk differently.

For more information, please download our FS Viewpoint - Let’s make a difference: Managing compliance and operational risk in the new environment.

Why are banks enhancing process and risk assessments?

PwC's Dietmar Serbee discusses how to assess compliance risk differently.

For more information, please download our FS Viewpoint - Let’s make a difference: Managing compliance and operational risk in the new environment.



Managing compliance and operational risk in the new environment - August 2013
PwC's Dan Jackett and team discuss compliance risk management and challenges in the financial services industry.

For more information, please download our FS Viewpoint - Let’s make a difference: Managing compliance and operational risk in the new environment.

Compliance risk management

PwC's Dan Jackett and team discuss compliance risk management and challenges in the financial services industry.

For more information, please download our FS Viewpoint - Let’s make a difference: Managing compliance and operational risk in the new environment.




Why is it important to build analytics when managing compliance risk? - August 2013
PwC’s Catherine Zhou explains how to generate meaningful insights from unstructured data.

For more information, please download our FS Viewpoint - Let’s make a difference: Managing compliance and operational risk in the new environment.

Why is it important to build analytics when managing compliance risk?

PwC’s Catherine Zhou explains how to generate meaningful insights from unstructured data.

For more information, please download our FS Viewpoint - Let’s make a difference: Managing compliance and operational risk in the new environment.



Why are banks restructuring monitoring and testing? - August 2013
PwC’s Richard Reynolds explains why banks need to think about monitoring and testing differently.

For more information, please download our FS Viewpoint - Let’s make a difference: Managing compliance and operational risk in the new environment.

Why are banks restructuring monitoring and testing?

PwC’s Richard Reynolds explains why banks need to think about monitoring and testing differently.

For more information, please download our FS Viewpoint - Let’s make a difference: Managing compliance and operational risk in the new environment.



Please note no CPE credits will be offered for webcast replays.