PwC's Financial services regulatory practice: How we can help mutual funds - February 2013

February 2013
  • Print-friendly version
PwC's Financial services regulatory practice: How we can help mutual funds

At a glance

This brochure describes how PwC can help mutual fund managers, chief compliance officers, and boards deal with risk oversight, reputational damage, SEC whistleblower provisions, new reporting requirements, and more.

This brochure outlines the regulatory and compliance challenges for mutual funds, and how we can help mutual fund management, chief compliance officers and boards. The challenges include:

  • New reporting requirements
  • Accelerated rulemaking by regulators
  • Potential for systemic risk oversight
  • Risk of reputational damage and asset flight
  • New SEC whistleblower provisions
  • Cooperation among global and domestic regulators
  • Higher stakeholder expectations of compliance programs and controls