Risk management

  • Is your organization conflicted?

    9/16/14 | Advisory services

    Organizational Conflicts of Interest pose reputational, legal, regulatory and financial risks - and they are very difficult to detect. Without resorting to overly intrusive procedures, how can organizations manage the risks posed by Conflicts? This white paper discusses some of those risk-mitigation techniques, and how they might apply in your organization.

  • Managing the Shadow Cloud - Integrating cloud governance into your existing compliance program

    9/10/14 | Risk Assurance

    The world of computing has changed, and executives have begun to realize that shadow cloud activity cannot be ignored. At the same time, realizing the benefits of the cloud with more confidence about the risks and rewards depends on knowing how to prudently say “yes” to the cloud.

  • Fighting a growing threat: Retail and consumer goods sector analysis of PwC’s 2014 Global Economic Crime Survey

    8/12/14 | Retail & consumer

    Retail and consumer goods companies are experiencing greater levels of economic crime. Nearly half of respondents say their company has experienced this type of event in the last two years. By far the most commonly reported type of economic crime for the sector is asset misappropriation, while other common types of fraud included bribery and corruption, accounting fraud and cybercrime.

  • EU Data Protection Reform The challenges and benefits of compliance for businesses

    7/31/14 | Risk Assurance

    The passage of the General Data Protection Regulation that is proceeding through the European legislature is likely to raise significant challenges in regard to data protection compliance for all businesses that operate or provide goods and services within the European Union. With passage likely, proactive companies are taking steps today that will help them prepare to comply with future requirements.

  • PwC Cash Investment Survey Report

    7/10/14 | Advisory services

    Survey results identified trends in corporate cash investment management practices and highlighted potential opportunities for improvement.

  • Deeper insights for greater strategic value: Oracle Advanced Controls (GRC) Study

    6/2/14 | Risk Assurance

    GRC Technology has become an increasingly critical factor for driving value (i.e., recovering profitability, increasing efficiency, detecting fraud, etc.) and automating manual compliance and risk management activity in the enterprise. Organizations have increased their adoption of Oracle Advanced Control (“AC”) to improve the oversight of corporate governance, including financial reporting compliance, enterprise risk management (ERM), and related audits. To better understand organizations’ awareness and how organizations are using (or considering using) Advanced Controls technology to drive value in an enterprise, PwC conducted an Oracle Advanced Controls study.

  • Beyond compliance: Creating a new norm in gas pipeline leak management

    5/28/14 | Power & utilities

    In the new norm, leak survey is no longer viewed simply as a compliance activity—it is integrated with risk assessment, work identification, and investment planning to transform integrity management and enhance pipeline safety.

  • Webcast
    Business Continuity Management Insights Survey Results Webcast - May 22, 2014

    Risk Assurance

    On this webcast we will share the results of PwC’s Business Continuity Management Insights Survey, "Business Continuity Beyond Company Walls". A PwC panel of business continuity and vendor risk management leaders will discuss the survey results and provide insight into how companies can gain, manage and integrate vendor resiliency as part of their resiliency and recovery program.

  • Webcast
    Cloud webcast hosted by PwC Cloud Assurance & Skyhigh Networks - May 19, 2014

    Risk Assurance

    The use of cloud is strategic – it drives business agility and employee productivity. At the same time, organizations are concerned about the risks arising from utilizing cloud based services, but the drive to the cloud is accelerating. Please join PwC’s Cloud Assurance team along with CEO and Co-Founder of Skyhigh Networks, Rajiv Gupta, for this webcast.

  • Cure for the Common Culture: Building Effective Risk Cultures at Financial Institutions

    4/15/14 | Financial Services Institute

    What are the best ways for financial services firms to establish an effective risk culture? We share some tips to keep your culture clean and clear of regulatory risk.

  • Webcast
    Data Protection & Privacy: Building customer trust through data privacy webcast - May 8, 2014

    Risk Assurance

    PwC's Risk Assurance Data Protection & Privacy practice invites you to attend our upcoming webcast. Data privacy is an urgent issue for both consumers and businesses. This webcast will focus on the following topics to help companies enhance their processes and build customer trust: (1) Elevating privacy to the board level, (2) Establishing privacy as a business differentiator, (3) Developing strategies for an effective privacy program, and (4) Responding to incidents and leveraging the lessons learned.

  • 10Minutes
    10Minutes on data privacy

    2/26/14 | Advisory services

    Data protection and privacy is an urgent issue for both consumers and businesses. As customers increasingly worry whether their personal information is secure and used appropriately, companies are also concerned about protecting data and their brand. This 10Minutes highlights the importance of viewing consumer privacy from more than just a compliance lens and developing a strategy and action plan that will help businesses lead on data privacy by building customer trust and enhancing their brand.

  • Global Economic Crime Survey, 2014: Key Highlights from the U.S.

    2/20/14 | Forensic services

    From cybercrime to corruption, most economic crimes reported are on the rise. What does this mean for your business? Read the key highlights from the U.S.

  • Empowering business agility: Strengthening Internal Audit’s impact and value

    2/4/14 | Power & utilities

    Findings from the eighth annual survey of power and utilities chief audit executives.

  • Technology Forecast: The future of enterprise apps: Moving beyond workflows to mindflows

    1/28/14 | Center for technology and innovation

    This issue of the Technology Forecast examines the future of enterprise applications. Emerging technologies, including mobility, cloud, application programming interfaces (APIs), analytics and others are giving rise to the "mindful app".

  • The Internal Audit Analytics Conundrum—Finding your path through data

    1/21/14 | Risk Assurance

    Business development during recent decades has involved extensive use of technology designed to drive business competitiveness and expand new business horizons. Integrating data analytics into your Internal Audit approach can help you achieve your audit objectives in a more reliable and cost-effective way. This white paper highlights what Internal Audit can be doing to help utilize analytics across their audit plan.

  • Webcast
    Aligning your GRC solution with the revised COSO Internal Control-Integrated Framework webcast - January 28, 2014

    Risk Assurance

    PwC's Risk Assurance Group invites you to attend this webcast to learn how to improve the alignment of your GRC Solution to the updated COSO Internal Control Framework.

  • 10Minutes
    10Minutes on service provider transparency

    12/10/13 | Risk Assurance

    Businesses depend on service providers to handle confidential data, run essential business processes, and manage critical technology. This can leave businesses vulnerable to service provider breakdowns. The result can be the providers’ clients violating regulations and even losing customer trust. Yet many businesses may know less than they realize about their service providers’ controls. This 10Minutes discusses how SOC 2 and SOC 3 reports can give businesses the picture they need to have solid confidence in their service providers.

  • Avoiding the drift: Optimizing and maintaining AML surveillance programs

    10/28/13 | Risk Assurance

    Faced with new requirements, financial sector companies have increased their investment in anti-money laundering (AML) compliance efforts. Avoiding the inadvertent process of noncompliance, “AML drift”, is the key to a successful surveillance program. This whitepaper provides methods and techniques to help companies optimize their AML compliance program and protect themselves from regulatory impact.

  • Defending yesterday: Key findings from The Global State of Information Security® Survey 2014

    10/21/13 | Advisory services

    While organizations have made significant security improvements, they have not kept pace with today’s determined adversaries. As a result, many rely on yesterday’s security practices to combat today’s threats. The results of this survey show that executives are heeding the need to fund enhanced security activities and have substantially improved technology safeguards, processes, and strategies.

  • Transforming Treasury: Successfully executing a strategic transaction

    10/14/13 | Advisory services

    For strategic transactions, managing the risks typically associated with Corporate Treasury can be paramount to a deal’s success. This article explores how to navigate those risks and seize the inherent opportunities that effectively position Corporate Treasury and strategically transform the new organization.

  • Retail & Consumer KnowledgeBrief: Technical and Quality Newsletter

    10/1/13 | Retail & consumer

    What are the technical and reporting issues impacting retail and consumer products companies? PwC's Retail & Consumer KnowledgeBrief provides insights and summaries on restructuring comment letter trends and disclosure reminders, data protection, conflict minerals, the Patient Protection and Affordable Care Act, and more.

  • PwC’s 2013 Investor Survey

    9/25/13 | PwC Investor Resource Institute

    What most concerns investors? What do investors expect of corporate directors? How do investors view the current quality of corporate disclosures? We asked investors about these issues, and the message received is clear: Investors want to know more about the risks that companies have identified, and how they are managing them. And investors are looking for more information.

  • Significant others: How financial institutions can effectively manage the risks of third-party relationships

    9/24/13 | Financial Services Institute

    Security incidents at financial institutions attributed to partners and vendors rose to 18% in 2012. Although improvements to strengthen third-party risk management (TPRM) have been made, PwC has found that most institutions still need to apply a risk-based approach to their vendor reviews.

  • Retail and Consumer industry: State of Compliance survey

    9/24/13 | Retail & consumer

    What is the state of compliance for retail and consumer companies in terms of formal compliance infrastructure, resources, and processes? How is the compliance environment for retailers and consumer goods companies different from other industries?

  • Let’s make a difference: Managing compliance and operational risk in the new environment

    8/30/13 | Financial Services Institute

    How can banks manage compliance and operational risk in a changing regulatory landscape?

  • Automotive Leasing Insight

    7/24/13 | Banking & capital markets

    This paper discusses the factors that can be attributed to the growing popularity of leasing, the advantages of having a well-designed customer experience lease strategy and how this can help support long-term customer retention and loyalty and serve as a springboard to capture additional market share as well as help to offset potential regulatory risk issues.

  • 10Minutes
    10Minutes on whistleblower reform

    7/15/13 | Center for Board Governance

    Whistleblower reform is having significant impact. The SEC’s Office of the Whistleblower has one full year of operation under its belt, and with it 3,001 tips and two awards to date. Leading companies are looking closely at the Office’s first-year report and drawing lessons for building stronger ethics and compliance programs. They’re also considering what it takes to create a highly ethical culture. This 10Minutes highlights the importance of having an ethical culture at the workplace.

  • 10Minutes
    10Minutes on why the COSO Update deserves your attention

    5/14/13 | Risk Assurance

    COSO has published a PwC-authored update to its framework, the first in over 20 years, which gives you an opportunity to refresh your controls for today's environment.

  • Dataline
    Dataline: COSO issues the updated Internal Control-Integrated Framework and related illustrative documents (No. 2013-09)

    5/14/13 | Assurance services

    On May 14, 2013, COSO published an updated Internal Control-Integrated Framework and related illustrative documents. This Dataline highlights noteworthy updates to the Framework, summarizes the purpose of the illustrative documents, and highlights key considerations for clients.

  • 10Minutes
    10Minutes on conflict minerals

    5/9/13 | Assurance services

    10Minutes on conflict minerals provides insight into the strategic benefits and risks companies will want to focus on as they comply with the SEC's conflict minerals rule. The rule is effective for 2013 calendar year operations, so regardless of whether companies view conflict minerals as a supply chain opportunity, risk to their brand or another regulatory to-do, they should act now to prepare.

  • M&A snapshot
    Financial risk management considerations in an acquisition (M&A snapshot)

    12/13/12 | Assurance services

    The acquisition of a business can have a significant impact on both the risk exposures and risk management strategies of the combined entity. In many cases, an acquirer’s financial risk exposure will increase as a result of the acquisition. However, there may be situations in which the acquiree’s operations reduce the acquirer’s current risk exposure. In any event, identifying potential changes in enterprise risks, creating an action plan to address them, and managing changes to risk management strategies post-acquisition are critical to developing short- and long-term solutions for integrating financial risk management considerations in an acquisition.