Seeking transparency in uncertain times

Download Seeking transparency in uncertain times

Refocusing your investment adviser due diligence program

The headlines say it all: Defrauded fund investors sue; Manager investigated for fraud; Ponzi schemes proliferate.

Institutional investors and investment managers recently have experienced equity and bond markets plagued by tremendous market volatility, fraudulent investment schemes, and increased regulatory scrutiny.

That said, institutional investors seek more transparency from the investment management firms that handle their assets. In the current economic climate, it is no longer advisable for investors to rely on the historical performance returns of investment managers. Instead, investors need to increase their focus toward due diligence.