Compliance Services

I. Assistance in establishing the compliance framework

  • Design a compliance framework, including
    • Compliance policy
    • Compliance charter
    • Compliance structure
    • Compliance unit’s objectives
    • Compliance job descriptions for
      • management and staff
      • compliance function
    • Compliance processes and reporting
    • Oversight mechanism
  • Develop the compliance manual
  • Conduct training to build awareness among management and staff

II. Assistance in rolling out the framework to business units

III. Assistance in compliance framework monitoring