U.S. Regulatory investigations and securities litigation

The integrity of financial accounts is the subject of unparalleled scrutiny and public attention in the wake of some notable corporate scandals in recent years. European companies with a US listing are subject to regulation by the SEC and the US Department of Justice.

In addition, these companies and their directors and officers are exposed to the risk of class action lawsuits where accounting misstatements or irregularities emerge.

Our team specialises in assisting SEC listed companies and their subsidiaries by providing the expertise to manage and minimise securities litigation and regulatory compliance risks. Our forensic experts can help you with a range of issues including compliance with Section 404 of the Sarbanes Oxley Act, the Foreign Corrupt Practices Act or Section 10A investigation.