Over the last few years the compliance function has risen in stature within most organisations. Financial institutions are driven more than ever to protect their reputations and to manage risks effectively.
For all organisations engaged in activities that come under the control of a regulator, PwC provides support, advice, and assurance to help you manage your regulatory risks. In an ever-changing regulatory environment, we help you identify, manage, and control any existing and future regulatory risks. A proactive rather than a monitoring approach to regulation is now a full time strategic necessity.
Our teams consist of experienced regulatory risk specialists, who not only know the rules, but have also, implemented and assessed compliance against them. Our people can help you at the strategic level — by maximising any competitive advantages from regulation through to the operational level and by minimising the costs and disruptions to your business, thereby freeing up management time in the process.
We provide the following services to senior management and compliance functions:
- explain how detailed regulatory requirements need to be applied
- assist in implementation of new requirements, such as responsibilities for senior managers
- identify and help manage regulatory risks and compliance issues
- work with management to establish, or review the effectiveness of compliance policies
