A practical solution
The deadlines for the IRB and AMA Waiver application are fast approaching us. Depending on when you intend to make use of the IRB approach, the Wave 2 submission deadline will be end-March 2006 with Waves 3 to 5 following, offset by three month intervals. At PricewaterhouseCoopers we have developed a Waiver Application Process (WAP) kit.
The kit enables clients to develop a consistent and robust approach across all areas of the process. This publication entitled
FSA waiver application process: A practical solution explains the WAP kit in further detail and outlines the expectations of regulators, the key challenges and steps a firm should address to successfully develop a WAP. It also shows a summary of the information requirements (as outlined by the FSA) under such areas as governance and data validation for an IRB and AMA application.
To receive a hard copy please contact
Max Harmer.
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