The Daily Regulatory Update is a compilation of the daily issuances and press releases by key financial services regulators, lawmakers and policymakers.
May 15, 2008
Bank for International Settlements (BIS)
Commodity Futures Trading Commission (CFTC)
Board of Governors of the Federal Reserve System
Federal Deposit Insurance Corporation (FDIC)
No New Information
Federal Housing Finance Board (FHFB)
Federal Trade Commission (FTC)
No New Information
Federal Financial Institutions Examination Council (FFIEC)
No New Information
Financial Crimes Enforcement Network (FinCEN)
No New Information
Financial Industry Regulation Authority (FINRA)
News Release, FINRA Seeks Comment on Proposals for Consolidated Rules Governing Financial Responsibility, Supervision, Books & Records, Investor Education
Regulatory Notice, Proposed Consolidated FINRA Rule Addressing Investor Education and Protection; Comment Period Expires: June 13, 2008
Regulatory Notice, Proposed Consolidated FINRA Rules Governing Books and Records Requirements; Comment Period Expires: June 13, 2008
Regulatory Notice, Proposed Consolidated FINRA Rules Governing Supervision and Supervisory Controls; Comment Period Expires: June 13, 2008
Regulatory Notice, Proposed Consolidated FINRA Rules Governing Financial Responsibility; Comment Period Expires: June 13, 2008
The Government Accountability Office (GAO)
No New Information
House Committee on Financial Services
No New Information
National Association of Insurance Commissioners (NAIC)
No New Information
Office of the Comptroller of the Currency (OCC)
No New Information
Office of Foreign Assets Control (OFAC)
No New Information
Office of Federal Housing Enterprise Oversight (OFHEO)
No New Information
Office of Thrift Supervision (OTS)
Public Company Accounting Oversight Board (PCAOB)
Securities and Exchange Commission (SEC)
Senate Committee on Banking, Housing, and Urban Affairs
No New Information
Department of the Treasury
